Head of Compliance
About the Company
Prestigious financial services firm
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking a Head of Compliance to take on a pivotal role in leading the compliance function. The successful candidate will be responsible for championing all compliance activities, with a focus on navigating the regulatory landscapes of the DFSA and FCA. This includes crafting and implementing best practices to ensure the company remains at the forefront of industry changes, engaging with regulators, and pioneering internal testing procedures. The role also involves directly shaping the compliance team structure and transitioning key responsibilities from outsourced consultants in-house. Applicants for the Head of Compliance position at the company must possess a deep understanding of DFSA and FCA regulations, with a proven track record of regulatory mastery. The ideal candidate will be a strategic visionary, capable of designing robust governance structures that future-proof the organization against evolving legislative landscapes. Decision-making tenacity is essential, as the role requires the ability to make challenging decisions that significantly impact the company's direction. A minimum of 5 years' specialized experience in finance sector compliance, particularly within hedge fund or banking environments, is a must. The role offers the opportunity to influence top-tier decisions and lead transformative change within the company.
Travel Percent
Less than 10%
Functions
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