Job Description

Overview : Strategic Income is seeking a dedicated and detail-oriented Chief Compliance and Operations Oversight Officer to support multiple facets of our Firm’s day-to-day operations, including operational and compliance risk assessment and mitigation, daily accounting/reconciliation, and trading. As a leader in High Yield Fixed Income Management, we are committed to maintaining the highest standards of operational and regulatory compliance with all federal, state, and industry regulations.

Responsibilities:

• Assume Chief Compliance Officer position after onboarding and training by current Chief Compliance Officer.
• Implement an effective regulatory compliance program.
• Proactively audit processes, practices, and documents to identify weaknesses.
• Evaluate business activities (e.g., investments) to assess risk.
• Ensure all employees are educated on the latest regulations and processes.
• Stay abreast of internal standards and business goals.
• Support the implementation of business strategies, plans, and procedures.
• Oversee daily operations of the company.
• Evaluate performance by analyzing and interpreting data and metrics.
• Manage relationships with partners/vendors.

Qualifications:

• Previous experience at an SEC registered investment adviser or similar.
• Familiarity with industry practices and professional standards.
• Excellent communication skills.
• Integrity and professional ethics.
• Business acumen.
• Attention to detail.
• Understanding of business functions such as HR, Finance, marketing etc.
• Demonstrable competency in strategic planning and business development.
• Outstanding organizational and leadership abilities.
• Excellent interpersonal and public speaking skills.
• Aptitude in decision-making and problem-solving.
• BSc/BA in law, finance, business administration, or a related field.

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