Deputy Chief Compliance Officer, Private Credit and Asset Manager Job at Larson Maddox, New York, NY

ODZmY21iL1FtcEpWZWs2UmhWL1RVdkt5anc9PQ==
  • Larson Maddox
  • New York, NY

Job Description

A growing private credit firm and asset manager is seeking a Deputy Chief Compliance Officer to join their team in New York City as they seek to build out the compliance function in addition to their current dedicated team of three complinace professionals. The firm works across a variety of sectors and industries via credit and strategic investing. It has a strong investment team and has grown to $25B+ assets under management in less than ten years. As they continue to grow, this opportunity has been created from scratch as a new position at the firm.

This opportunity is ideal for someone with at least ten years of experience handling investment advisory compliance related to fixed income, private credit, private equity, or insurance asset management. Experience managing a compliance program and working directly with the business on key issues is required to succeed in the position. Additionally, an ideal candidate would have comfort advising junior members of the compliance team. The position reports directly to the Chief Compliance Officer.

Requirements:

  • 10+ years of experience within investment advisory compliance for private funds, insurance asset management, or credit/fixed income
  • Ability to partner with key stakeholders and work with junior compliance team members
  • Strong communication skills and comfort working with regulators and external auditors
  • Robust knowledge of the Investment Advisers Act of 1940 and other relevant laws and regulations for the industry
  • Advanced degrees preferred (MBA, JD, etc.)
  • Five days a week in office

Job Tags

Work at office,

Similar Jobs

Belcan

Quality Inspector Job at Belcan

Job Description Job Title: Quality Inspector Pay Rate: $22.30/hr. Location: Waukesha, WI Zip Code: 53188 Job type: Contract Duration: 12 months Start Date: Immediate Job Description: The Inspector performs assembly inspection of regulators at...

State of California

Communications Specialist | HEALTH PROGRAM SPECIALIST I JC-468041 Job at State of California

Communications SpecialistHEALTH PROGRAM SPECIALIST IFinal Filing Date: 3/18/2025Application Methods: Electronic (Using your CalCareer Account) By Mail Drop-offThe Health Program Specialist I (HPS I) works under the direction of the Senior Environmental Scientist Supervisor... 

TEEMA Group

Correctional Licensed Vocational Nurses - LVN Job at TEEMA Group

 ...The ideal candidate will have excellent communication and organizational skills, and be able to work independently. Setting: Correctional Responsibilities: Provide direct patient care, including monitoring vital signs, administering medications, and providing... 

We Launch Ads

Wordpress & Elementor Developer Job at We Launch Ads

**You Should Have:*** Strong knowledge of WordPress Platform.* Expertise in WordPress Custom Theme Development and Plugin Development...  ...power if working remotely. **Your Duties and Tasks:*** Developing and providing maintenance support for WordPress sites.* Developing... 

Lodging Dynamics

Hotel Front Desk Agent Job at Lodging Dynamics

 ...optimization through check in, check out and attentive coordination of hotel services for the guest. Works to optimize the guest experience...  ...stay hotels and one of a few third-party operators approved by Marriott and Hilton. Founded in 1991 after developing the first Marriott...